Background

Preconditioning neurons with noninjurious hypoxia (hypoxic preconditioning, HPC) or the anesthetic isoflurane (APC) induces tolerance of severe ischemic stress. The mechanisms of both types of preconditioning in the hippocampus require moderate increases in intracellular Ca and activation of protein kinase signaling. The authors hypothesized that the expression of signal transduction genes would be similar after APC and HPC.

Methods

Hippocampal slice cultures prepared from 9-day-old rats were preconditioned with hypoxia (5 min of 95% nitrogen/5% carbon dioxide) or 1% isoflurane in air/5% carbon dioxide for 1 h. A day later, cultures were subjected to 10 min oxygen and glucose deprivation (simulated ischemia). Intracellular Ca, measured in CA1 neurons at the completion of preconditioning, and cell death in CA1, CA3, and dentate regions was assessed 48 h after simulated ischemia. Message RNA encoding 119 signal transduction genes was quantified with rat complimentary DNA microarrays from pre-oxygen-glucose deprivation samples.

Results

Both APC and HPC increased intracellular Ca approximately 50 nm and decreased CA1, CA3, and dentate neuron death by about 50% after simulated ischemia. Many signaling genes were increased after preconditioning, with hypoxia increasing more apoptosis/survival genes (8 of 10) than isoflurane (0 of 10). In contrast, isoflurane increased more cell cycle/development/growth genes than did hypoxia (8 of 14 genes, vs. 1 of 14).

Conclusions

Despite sharing similar upstream signaling and neuroprotective outcomes, the genomic response to APC and HPC is different. Increased expression of antiapoptosis genes after HPC and cell development genes after APC has implications both for neuroprotection and long-term effects of anesthetics.

PRECONDITIONING the nervous system to tolerate otherwise damaging ischemia has been demonstrated with a wide variety of preconditioning stimuli, with various species of experimental animals, and with different types of ischemic stress. First demonstrated in the brain with noninjurious exposure to hypoxia,1,2preconditioning can be induced by thermal stress, excitotoxins such as glutamate, bacterial endotoxins, oxidative stress, neuromodulators, and volatile anesthetics.3–6A variety of signals have been associated with preconditioning neuroprotection, particularly mitogen-activated protein kinase signaling pathways (reviewed by Perez-Pinzon7and Ran and Sharp8,9). Isoflurane preconditioning of the heart is effective in humans,10but cerebral protection with isoflurane (APC) or hypoxic preconditioning (HPC) remains an experimental procedure that has not yet been tested in human clinical trials.

It remains unclear if all types of cerebral preconditioning involve common signal transduction and genomic responses. This is a relevant question because it may be possible to elicit the preconditioned phenotypes with more efficacy and lower risk if specific key signals in the preconditioning process are identified. On the basis of work with isolated cortical neurons and hippocampal slice cultures, we have proposed that moderate and noninjurious increases in intracellular Ca2+may be a universal upstream signal in the process of neuroprotective adaptation to preconditioning and gene expression that forms the neuroprotective phenotype.11Specifically, we have found similar neuroprotective survival benefit and mitogen-activated protein kinase pathway activation after 50- to 100-nm increases in [Ca2+]i, after preconditioning neurons in hippocampal slice cultures with 1% isoflurane, noninjurious hypoxia, or with low levels of calcium ionophores. In each, blocking the increase in [Ca2+]ior blocking Ca2+-dependent signaling pathways abrogates preconditioning neuroprotection.12,13However, whether the downstream signaling responses during HPC or APC are identical has not been explored. Although both anesthetic and hypoxic preconditioning involves moderate increases in [Ca2+]i, the mechanisms involved in producing the increase in Ca2+are not identical, with hypoxia increasing cytosolic nicotinamide adenine dinucleotide triggering Ca2+liberation from the endoplasmic reticulum14and isoflurane activating the intraperitoneal3receptor or increasing intraperitoneal3levels in the cell.11 

The purpose of this study is to test the hypothesis that preconditioning with hypoxia or isoflurane involves similar alterations in the expression of signal transduction genes. This study was designed as a preliminary survey of differences in gene expression to guide further studies that can test specific hypotheses relevant to gene expression and the mechanisms of preconditioning. Rather than examining the entire genome's response to preconditioning, we have focused on signal transduction genes to provide insights into one aspect of the mechanistic differences between the two types of preconditioning neuroprotection and because signal transduction genes have broad effects via  a number of signaling pathways.

All studies were approved by the University of California San Francisco Committee on Animal Research and conform to relevant National Institutes of Health guidelines.

Preparation of Hippocampal Slice Cultures

Organotypic cultures of the hippocampus were prepared by standard methods15,16modified by our laboratory.17Briefly, Sprague-Dawley rats (9 days old; Charles River Laboratories, Hollister, CA) were anesthetized with 2–5% isoflurane. The pups were decapitated, and the hippocampi were quickly removed and placed in 4°C Gey's Balanced Salt Solution. Next, the hippocampi were transversely sliced (400-μm-thick) with a tissue slicer (Siskiyou Design Instruments, Grants Pass, OR), and stored in Gey's Balanced Salt Solution at 4°C for 10 min. The slices were then transferred onto 30-mm-diameter membrane inserts (Millicell-CM; Millipore, Billerica, MA), and put into 6-well culture trays with 1.2 ml of slice culture medium per well. The slice culture medium consisted of 50% Minimal Essential Medium (Eagle's with Earle's balanced salt solution), 25% Earle's balanced salt solution, 25% heat-inactivated horse serum (all media were from the University of California at San Francisco cell culture facility) with 6.5 mg/ml glucose and 5 mm KCl. Slices were kept in culture for 7–10 days before preconditioning.

Study Design: Preconditioning Organotypic Cultures of Hippocampus

Preconditioning involved immersing slice cultures of hippocampi in medium bubbled with 95% N2/5% CO2gas for 5 min (HPC) or for 1 h in 1% isoflurane in air 5% CO2(APC). The percentages of dead and living neurons remaining in CA1 was assessed 48 h after the simulated ischemia. Twenty-four hours after preconditioning, RNA was extracted for gene array analysis.

Simulation of Ischemia with in vitro  Oxygen–Glucose Deprivation

In vitro  ischemia was simulated by immersion of cultures into glucose-free media bubbled with 95% N2/5% CO2(oxygen/glucose deprivation, OGD). The temperature of the media was 37°C, measured with a thermocouple thermometer. The partial pressure of oxygen, measured with a Clark-type oxygen electrode, was approximately 0–0.2 mmHg. After this insult, the cultures were returned to standard slice culture media.

Measurement of Intracellular Calcium in CA1 Neurons

In separate groups of slices, [Ca2+]iwas measured before, during, and after preconditioning. Estimates of [Ca2+]iin CA1 neurons in slice cultures were made by using the indicator fura-2-AM and a dual excitation fluorescence spectrometer (Photon Technology International, Birmingham, NJ) coupled to a Nikon (Tokyo, Japan) Diaphot inverted microscope. Slice cultures were incubated with 5–10 μm fura-2-AM plus 1% pleuronic acid for 30 min before measurements. Cultures for these measurements were grown on Nunc Anopore (Nalge Nunc, Rochester, NY) culture tray inserts because of their low autofluorescence at fura-2 excitation wavelengths. Slit apertures in the emission light path were adjusted to restrict measurement of light signals to those coming from the CA1 cell body region. Calibration of [Ca2+]iwas done by using the KDof fura-2 determined in vitro  with a Ca2+buffer calibration kit (Invitrogen, Carlsbad, CA). The calibration process involved using the same light source, optical path, and filters as used with the slice culture measurements. The KDfor fura-2 was 311 nm, similar to published values.18Background fluorescence (i.e. , fluorescence in the absence of fura) was subtracted from total fluorescence signals before calculation of [Ca2+]I, as described previously.19Estimates of [Ca2+]iwith this technique are accurate to about ± 10 nm.20Measurements of [Ca2+]iwere made briefly at discrete periods during the preconditioning to avoid photobleaching of fura-2. These were at baseline, at midpoint and termination of preconditioning, and after 10 min washout of preconditioning medium. Peak [Ca2+]ialways occurred at the end of the preconditioning period.

Assessment of Cell Death in Cultured Hippocampal Slice

Cell viability was assessed fluorometrically with propidium iodide (PI) uptake. PI, a highly polar fluorescent dye, penetrates damaged plasma membranes and binds to DNA. Before imaging, slice culture media containing 2.3 μm PI was added to the wells of the culture trays. After 30 min, the slices were examined with a Nikon Diaphot 200 inverted microscope, and fluorescent digital images were taken using a SPOT Jr. Digital Camera (Diagnostic Instruments, Sterling Heights, MI). Excitation light wavelength was 520 nm, and emission was 600 nm. The camera sensitivity and the excitation light intensity were standardized to be identical from day to day. PI fluorescence was measured in the dentate gyrus, CA1, and CA3 regions of the hippocampal slices. Slices were discarded if they showed more than slight PI fluorescence in these regions after 7–10 days in culture. Slices were imaged before OGD (signal assumed to represent 0% cell death) and 2 days after OGD. In previous studies, we found that maximum post-OGD death consistently occurs at about day 2 or 3 and declines over the next 11 days.17Serial measurements of PI fluorescence intensity were made in predefined areas (manually outlining CA1, CA3, and dentate separately) for each slice using NIH Image-J software (U.S. National Institutes of Health, Washington, DC). Thus, cell death was occurred in the same regions of each slice after simulated ischemia. After the measurement of PI fluorescence on the secnd post-OGD day, all the neurons in the slice were killed to produce a fluorescence signal equal to 100% neuron death in the regions of interest. This was done by adding 100 μm potassium cyanide and 2 mm sodium iodoacetate to the cultures for at least 20 min. One hour later, final images of PI fluorescence (equated to 100% cell death) were acquired. Percent of dead cells 48 h after OGD were then calculated on the basis of these values. PI fluorescence intensity is a linear function of cell death.16,21 

Cell Death Statistical Analysis

The percentage survival of neurons in the different regions of the slices may not be normally distributed. Therefore, the Kruskal-Wallis test followed by the Mann–Whitney U-test (JMP; SAS Institute, Cary, NC) was used to compare the medians of different treatment groups. t  Tests or ANOVA were used to compare other group means, and allowance was made for multiple comparisons (Tukey-Kramer multiple comparison or Dunnett's test). Differences were considered significant for P < 0.05.

Microarray Analysis

RNA for microarray analysis was extracted from slice cultures 24 h after mock preconditioning (control), hypoxic preconditioning, and isoflurane preconditioning as follows. Pooled tissue slices (12–18) were homogenized in 1 ml of TriZol reagent. The RNA was precipitated from the aqueous phase with isopropyl alcohol, rinsed with 75% ethanol, and then resuspended in diethyl-pyrocarbonate–treated water. RNA was further purified by means of the ArrayGrade Total RNA isolation kit (SuperArray; SA Biosciences, Frederick, MD) and concentrated down to a final volume of 50 μl in RNASE-free water.

Complementary DNA was synthesized using 0.1 to 2 μg of total RNA by means of the TrueLabeling LinearRNA Amplification Kit (SuperArray). From this complementary DNA, an amplified Biotin-Labeled cRNA was synthesized. Biotinylated URIDINE TRIPHOSPHATE was obtained from Roche Applied Science (Indianapolis, IN). The complementary DNA synthesis reaction was incubated overnight at 37°C. The cRNA was then purified using spin columns from SuperArray's cRNA Cleanup Kit. Quality and concentration of cRNA was determined by absorbance of 260 nm and 280 nm light.

The cRNA was hybridized onto Oligo GEArrays at 60°C overnight with continuous agitation. The arrays used were Rat Signal Transduction Pathway Finder Microarrays ORN-14, ORN-14.2, and Rat Apoptosis Microarray ORN-12 from SuperArray. Table 1contains a listing of all the genes on the arrays. After rinsing in wash buffers, the arrays were probed using a chemiluminescence method. Arrays were exposed to high performance chemiluminescence film (Hyperfilm; ECL, Amersham, South San Francisco, CA) and developed in a mechanical darkroom developer. Films were scanned at the highest pixel density (1200 dpi ouridine triphosphateut resolution) for analysis.

Table 1. List of Genes on the ORN-14 Microarray 

Table 1. List of Genes on the ORN-14 Microarray 
Table 1. List of Genes on the ORN-14 Microarray 

Statistical Analysis of Array Data

Array scans were analyzed using the Internet-based GEArray Expression Analysis Suite provided by SuperArray. All genes were normalized to a series of “housekeeping” gene expression levels and a group of synthetic control sequences included on the array by the manufacturer. For background normalization, a pair of blank spots and local background correction for each tetra spot was employed. Gene expression was considered significant if there was a minimum 1.5-fold increase or decrease over the control tissue level.

Quantitative Polymerase Chain Reaction Analysis

RNA was extracted from pooled (12–18) hippocampal slices with the trizol/chloroform method, precipitated with isopropanol, washed with 75% ethanol in diethyl-pyrocarbonate–treated water, and resuspended in volumes of 23 or 40 μl in diethyl-pyrocarbonate–treated water. RNA samples were treated with DNAse I (Invitrogen, Carlsbad, CA) for 15 min (room temperature), heat inactivated for 10 min at 65°C in 25 mm EDTA. Reverse transcription for complimentary DNA was done using the Omniscript RT reagent (Quiagen, Valencia, CA). Quantitative polymerase chain reaction (qPCR) was done after labeling the nucleotides with SYBR Green (QuantiTect, Qiagen). A total volume of 25.0 μl of SYBR/RNAse–free water, primers, and template was used in each qPCR. SA Biosciences (Frederick, MD) supplied primers for Birc3 (PPR06459A-200), cJun (PPR53221A), and cMyc (PPR45580A-200). The “housekeeping” genes used for normalizing gene expression was GAPDH or α-actin. The polymerase chain reaction was performed in a Stratagene (La Jolla, CA) Mx300 thermocycler. The thermal profile used was: 95°C for 10 min, 95° for 15 s, and 60°C for 1 min for 40 cycles.

Western Blots

Western blots of proteins from culture homogenates were performed with standard methods. Five to eight slices were pooled for each assay, and each study was repeated 3–4 times. Samples were obtained 24 h after preconditioning. Protein content in each sample was measured (Bradford protein assay with Coomassie blue) and adjusted so that equal amounts of protein were applied to each lane. Protein bands were visualized after incubation with biotinylated secondary antibodies followed by an enhanced chemiluminescence assay. The intensity of immunostaining was analyzed by scanning the photographic images and using image analysis software (NIH Image) to quantify the staining intensity. Antibodies to Birc-3, c-Jun, c-Myc, and p53 were obtained from Cell Signaling Technology (Beverly, MA).

Survival and Intracellular Calcium after Preconditioning

The methods for isoflurane preconditioning (APC) and hypoxic preconditioning (HPC) yielded similar reductions in cell death after simulated ischemia (oxygen/glucose deprivation, OGD) (fig. 1A). After HPC, reductions in cell loss were seen in CA1, CA3, and dentate. With APC, cell death was reduced in CA1 and dentate but not significantly in the CA3 region (P = 0.065). Examples of propidium iodide fluorescence images used for analysis of cell death are shown in figure 1B.

Fig. 1. Hypoxic and isoflurane preconditioning results in similar reduction in cell death after oxygen/glucose deprivation (OGD) and similar increases in intracellular Ca2+during preconditioning. (  A ) Percent dead cells in CA1, CA3, and dentate cell regions in hippocampal slice cultures exposed to OGD after mock preconditioning, OGD after isoflurane preconditioning, and OGD after hypoxic preconditioning. Data are medians ± interquartile range. *= Significant difference compared to OGD group. (  B ) Examples of propidium iodide fluorescence in hippocampal slice cultures. (  C ) Intracellular Ca2+concentration in CA1 neurons in hippocampal slice cultures at the end of 5 min of hypoxic or 1 h of isoflurane preconditioning. Data are means ± SE. *= Significant differences from baseline. 

Fig. 1. Hypoxic and isoflurane preconditioning results in similar reduction in cell death after oxygen/glucose deprivation (OGD) and similar increases in intracellular Ca2+during preconditioning. (  A ) Percent dead cells in CA1, CA3, and dentate cell regions in hippocampal slice cultures exposed to OGD after mock preconditioning, OGD after isoflurane preconditioning, and OGD after hypoxic preconditioning. Data are medians ± interquartile range. *= Significant difference compared to OGD group. (  B ) Examples of propidium iodide fluorescence in hippocampal slice cultures. (  C ) Intracellular Ca2+concentration in CA1 neurons in hippocampal slice cultures at the end of 5 min of hypoxic or 1 h of isoflurane preconditioning. Data are means ± SE. *= Significant differences from baseline. 

Close modal

Shown in figure 1Care measurements of peak [Ca2+]iin CA1 neurons during preconditioning with 5 min of hypoxia or isoflurane. Increases of [Ca2+]iof about 50 nm were observed during both types of preconditioning. The increase in [Ca2+]iduring APC remained stable over the subsequent 30–60 min; therefore, the data shown in figure 1C are representative of [Ca2+]iduring the entire preconditioning stimulus.

Patterns of Gene Expression after Preconditioning

Figure 2presents the fold-changes in the expression of apoptosis and survival-associated genes 24 h after HPC or APC. Only genes exhibiting significant changes in expression (±1.5 fold change in expression) after one or both types of preconditioning are presented in this and the other figures. A total of 37 genes on the array were significantly increased or decreased by one or both types of preconditioning. Table 1contains a complete list of genes on the array.

Fig. 2. Fold changes in survival-associated and apoptosis regulating genes after hypoxic or isoflurane preconditioning. Bax =Bcl II-associated X protein;  Bcl II = B-cell lymphoma protein, type 2; p53 = tumor protein 53; Cebpb = CCAAT/enhancer binding protein beta; Fos = transcription factor activator protein-1; Fn1 = fibronectin 1; Mdm2 = murine double minute protein; Birc3 = baculoviral IAP repeat-containing protein 3; Ppia = peptidylproyl isomerase A; Tank = TRAF family member-associated nuclear factor (NF)-κB activator.  Numbers = number of separate preconditioning experiments;  error bars = standard errors; *= at least a ±1.5-fold change; # = significant difference between hypoxia and isoflurane.  Numbers above bars = number of independent preconditioning studies. 

Fig. 2. Fold changes in survival-associated and apoptosis regulating genes after hypoxic or isoflurane preconditioning. Bax =Bcl II-associated X protein;  Bcl II = B-cell lymphoma protein, type 2; p53 = tumor protein 53; Cebpb = CCAAT/enhancer binding protein beta; Fos = transcription factor activator protein-1; Fn1 = fibronectin 1; Mdm2 = murine double minute protein; Birc3 = baculoviral IAP repeat-containing protein 3; Ppia = peptidylproyl isomerase A; Tank = TRAF family member-associated nuclear factor (NF)-κB activator.  Numbers = number of separate preconditioning experiments;  error bars = standard errors; *= at least a ±1.5-fold change; # = significant difference between hypoxia and isoflurane.  Numbers above bars = number of independent preconditioning studies. 

Close modal

Of 10 apoptosis or cell survival–associated genes showing a significant change in expression after either type of preconditioning, HPC increased all 10 genes compared to control. In eight of these, the increase after HPC was greater than with APC. In contrast, APC increased the expression of only two of these genes (Bax and Mdm2), and the increase was smaller than with HPC.

Major differences in gene expression after APC and HPC were also seen for genes related to growth, differentiation, and cell cycle regulation (fig. 3). Fourteen genes in this category were increased after preconditioning, with eight of the genes showing greater increases after APC. Greater increase by HPC was only seen in one gene (Cdkn1a, cyclin-dependent kinase inhibitor 1a).

Fig. 3. Fold-changes in cell cycle and development-regulating genes after hypoxic and isoflurane preconditioning. ATf2 = activating transcription factor 2; Egr1 = early growth response protein 1; Pten = phosphatase and tensin homolog; Rpl32 = ribosomal protein L32; Bmp4 = bone marrow morphogenetic protein 4; Rbp1 = retinol binding protein 1; Rbp2 = retinol binding protein 2; Irf1 = interferon regulatory factor 1; Cdkn1a = cyclin-dependent kinase inhibitor 1A; Ccnd1 = cyclin d1; Mcc = mutated in colorectal cancer gene; Igfbp3 = insulin-like growth factor receptor binding protein 3; Gadd45a = growth arrest and DNA damage-inducible gene, alpha; Egfr = epidermal growth factor receptor.  Numbers = indicate number of separate preconditioning experiments;  error bars = standard errors; *= at least a ±1.5-fold change; # = significant difference between hypoxia and isoflurane. 

Fig. 3. Fold-changes in cell cycle and development-regulating genes after hypoxic and isoflurane preconditioning. ATf2 = activating transcription factor 2; Egr1 = early growth response protein 1; Pten = phosphatase and tensin homolog; Rpl32 = ribosomal protein L32; Bmp4 = bone marrow morphogenetic protein 4; Rbp1 = retinol binding protein 1; Rbp2 = retinol binding protein 2; Irf1 = interferon regulatory factor 1; Cdkn1a = cyclin-dependent kinase inhibitor 1A; Ccnd1 = cyclin d1; Mcc = mutated in colorectal cancer gene; Igfbp3 = insulin-like growth factor receptor binding protein 3; Gadd45a = growth arrest and DNA damage-inducible gene, alpha; Egfr = epidermal growth factor receptor.  Numbers = indicate number of separate preconditioning experiments;  error bars = standard errors; *= at least a ±1.5-fold change; # = significant difference between hypoxia and isoflurane. 

Close modal

Both APC and HPC increased the expression of genes in the stress-response pathways (e.g. , heat shock proteins and the nuclear factor-κB [NF-κB]) and in cell signaling pathways that are involved in diverse signaling processes (figs. 4 and 5). There was no obvious differentiation of response between the two types of preconditioning with respect to the distribution of genes that were significantly increased above controls.

Fig. 4. Fold changes in stress response gene mRNA after hypoxic or isoflurane preconditioning. Hsf1 = hear shock factor 1; Hspb1 = heat-shock protein b1; Hspca = heat shock protein a (cytosolic); Nfkb1 = nuclear factor kappa b-1; HspcaI3 = heat-shock protein 90; PtgS2 = prostaglandin-endoperoxide synthase 2.  Numbers = indicate number of separate preconditioning experiments;  error bars = standard errors; *= at least a ±1.5-fold change; # = significant difference between hypoxia and isoflurane. 

Fig. 4. Fold changes in stress response gene mRNA after hypoxic or isoflurane preconditioning. Hsf1 = hear shock factor 1; Hspb1 = heat-shock protein b1; Hspca = heat shock protein a (cytosolic); Nfkb1 = nuclear factor kappa b-1; HspcaI3 = heat-shock protein 90; PtgS2 = prostaglandin-endoperoxide synthase 2.  Numbers = indicate number of separate preconditioning experiments;  error bars = standard errors; *= at least a ±1.5-fold change; # = significant difference between hypoxia and isoflurane. 

Close modal

Fig. 5. Fold changes in signaling pathway genes after hypoxic or isoflurane preconditioning. Prkcb1 = protein kinase C beta 1; Pkce = protein kinase C epsilon; Il4r = interleukin 4 receptor; Jun = proto-oncogene jun; Ccl2 = chemokine C-C-motif ligand 2; Odc1 = ornithine decarboxylase 1; Vcam1 = vascular cell adhesion molecule-1.  Numbers = indicate number of separate preconditioning experiments;  error bars = standard errors; *= at least a ±1.5-fold change; # = significant difference between hypoxia and isoflurane. 

Fig. 5. Fold changes in signaling pathway genes after hypoxic or isoflurane preconditioning. Prkcb1 = protein kinase C beta 1; Pkce = protein kinase C epsilon; Il4r = interleukin 4 receptor; Jun = proto-oncogene jun; Ccl2 = chemokine C-C-motif ligand 2; Odc1 = ornithine decarboxylase 1; Vcam1 = vascular cell adhesion molecule-1.  Numbers = indicate number of separate preconditioning experiments;  error bars = standard errors; *= at least a ±1.5-fold change; # = significant difference between hypoxia and isoflurane. 

Close modal

qPCR was used to confirm array data for selected genes in the apoptosis, signaling, and differentiation pathways. Table 2compares fold changes in gene expression measured with the array and polymerase chain reaction for Birc3, c-Myc, and c-Jun. Good correspondence between the array and polymerase chain reaction methodologies was found.

Table 2. Comparison of Microarray and qPCR Data 

Table 2. Comparison of Microarray and qPCR Data 
Table 2. Comparison of Microarray and qPCR Data 

To investigate the significance of changes in mRNA levels, we performed Western blots on protein extracts obtained from the same preconditioning studies in which the gene array analysis was done. In figure 6, we show that changes in protein levels for Birc-3, c-Myc, c-Jun, and p53 were in the same direction as in polymerase chain reaction and/or the arrays (Table 2and figs. 2, 3, and 5).

Fig. 6. Western blots of protein extracts from preconditioning studies. (  A ) Images from blots; (  B ) Average band intensity from four blots, normalized to control. # = Significant difference from control. 

Fig. 6. Western blots of protein extracts from preconditioning studies. (  A ) Images from blots; (  B ) Average band intensity from four blots, normalized to control. # = Significant difference from control. 

Close modal

We have compared similarly neuroprotective protocols of APC and HPC and found significantly different patterns of expression within a sample of 119 signal transduction genes. Whereas hypoxia generally increased the expression of pro-survival genes, isoflurane increased expression of genes related to development, cell cycle, and proliferation. For example, hypoxia increased the pro-survival gene Birc3, and isoflurane decreased its expression. Isoflurane increased expression of cell cycle/development genes Egr and Pten, whereas hypoxia decreased them substantially (figs. 2 and 3). Although there were increases in a number of the same signal transduction pathway genes in both types of preconditioning, the results indicate that different signals are ultimately involved in hypoxic and isoflurane preconditioning, despite similarity in upstream signaling involving increases in intracellular Ca2+and phosphorylation of mitogen-activated protein kinases.12 

Relatively little work has been done to directly compare the mechanisms underlying different and equipotent preconditioning stimuli in the same tissue. One exception is the study by de Silva et al.  in the heart,22in which the entire genomic response to isoflurane and ischemic preconditioning was compared. As in our study, there was a divergence of the gene clusters or groups elicited by each type of preconditioning, with only 25% sharing of altered genes. Previous studies with cerebral preconditioning with hypoxic or ischemic generally have revealed patterns of gene expression similar to those we have seen in our hippocampal slice model with both hypoxia or isoflurane. These genes include heat shock proteins (Hspb1, Hspca, Hspcal3; fig. 4), trophic/growth factors (figs. 3 and 5), survival proteins (fig. 2), and signaling pathway genes (fig. 5). Similar patterns have been observed in intact animal models of hypoxic preconditioning with a variety of stimuli, including oxidative stress, heat, toxins, and volatile anesthetics.9,23 

It is important to point out that this study is limited by the survey nature of the assessment in gene function and serves as a hypothesis-generating mechanism rather than a definitive assessment of the entire genomic response to preconditioning. Further, although we have described correlations between gene expression and selected changes in gene expression during preconditioning, it was beyond the scope of the study to prove that changes in any gene or group of genes are related mechanistically to neuroprotection. Additional studies, for example with RNA interference to block expression of specific genes, are required to demonstrate this link. Another limitation of this study is that multiple significance tests were conducted to identify significant changes in gene expression without adjusting the overall error rate to the desired 0.05 level.

Although we did not analyze the entire genome's response to HPC or APC, the 119 signal transduction genes represent a sample sufficient, we believe, to accurately indicate broad patterns of responses. We argue, as have others, that measuring whole genome responses is unnecessary to find important changes in gene expression, especially when the focus is on a narrower question such as signaling gene activation.24There are limitations with respect to categorizing genes as regulating growth, mediating survival, or other functions. The categories we have used are those generally accepted as the main function of the genes, although overlaps certainly occur.

The divergent gene responses observed between APC and HPC are probably related to important differences in signals generated during and after the preconditioning. Hypoxia increases intracellular Ca2+via  the endoplasmic reticulum, as does isoflurane,12but hypoxia involves changes in mitochondrial and cytosolic redox balance.25Hypoxia can create cellular stasis such a spindle checkpoint arrest in development,26at the same time activating cell defense mechanisms.27In contrast, signaling involving increases in intracellular Ca2+produced by isoflurane preconditioning may be similar to developmental signaling induced by growth factor receptor activation, cell fate/differentiation decisions, and synaptic strengthening in the developing nervous system.28Additional work is required to prove this suggested distinction between the mechanisms involved in neuroprotective signaling with hypoxic and isoflurane preconditioning.

Apoptosis/Cell Survival Genes

Changes in the levels of the genes Bcl  II, Birc3, p53, Mdm2, and Bax after hypoxic preconditioning are, on balance, consistent with pro-survival and antiapoptosis signaling after preconditioning. The relative levels of these proteins complexly influence survival or apoptosis.29,Bcl  II, p53, and Mdm2 were all increased 24 h after HPC. Bcl  II is an important survival signal after preconditioning.30Because isoflurane did not alter the levels of this apoptosis regulator, other survival pathways in APC must be activated as well. Increased expression of Bcl  II has been reported in preconditioning with hypoxia.3Isoflurane also had no effect on the related proteins Bcl2a1 and Bcl2l1, whereas hypoxia decreased the levels of both. In intact rodents, isoflurane preconditioning increases Bcl  II levels.31 

The p53 gene product regulates apoptosis by interacting with a number of different proteins, with p53 levels correlated with the severity and duration of hypoxia.32We found that p53 mRNA increased after hypoxic preconditioning but not after isoflurane preconditioning. This increase in p53 mRNA after HPC is similar to that seen after cyanide exposure.33One of the genes induced by p53 is the pro-apoptotic Bax. Translocation of Bax to mitochondria is a crucial step in p53-mediated apoptosis. Bax mRNA levels increased after both isoflurane and hypoxia preconditioning. The pro-apoptotic actions of p53 and Bax must therefore be countered by the antiapoptotic actions of other genes or signals because, on balance, preconditioning enhances survival.

Hypoxic preconditioning produced twice the increase in p53 mRNA as seen with Mdm2. In the regulation of cell survival or apoptosis, the levels of p53 and Mdm2 oscillate out of phase with Mdm2 opposing the proapoptotic actions of p53.34,35Recently, it was shown that Mdm2 and p53 proteins are components of an autoregulatory loop in which the Mdm2 gene is transactivated by p53. Isoflurane did not increase p53 mRNA, but it increased Mdm2, which would result in suppression of p53 action, which would inhibit p53-mediated effects, such as apoptosis.

The Birc3 protein regulates apoptosis by suppressing the expression and action of proteins in the tumor necrosis factor family. HPC increased Birc3 mRNA levels, consistent with neuroprotection. However, isoflurane substantially depressed Birc3 levels, a difference confirmed with qPCR (table 2).

Other growth-regulating and cell survival response genes were differentially affected by APC and HPC. Tank is a scaffolding protein that binds TRAF proteins, and it is a key activator of NF-κB,36,37thereby playing a role in cell survival regulation. Whereas hypoxic preconditioning increased Tank, expression was unchanged after isoflurane. Similarly, Ppia, which encodes a widely expressed scaffolding/protein folding gene,38was upregulated by HPC but not APC. This could have significance in the suppression of apoptosis after HPC; unfolding of proteins is an adaptive response activated during hypoxia, believed to increase cell survival during endoplasmic reticulum stress.39 

Growth/Cell Cycle/Development Genes

Isoflurane increased more genes associated with regulation of cell proliferation and development than did hypoxia. Genes in this group included Egr1 (an early growth response gene), Pten (a tumor suppressor gene associated with developmental regulation), Bmp4 (a morphogenetic protein found in many tissues), Rbp1 (retinol binding protein, an important developmental regulator), the Irf1 (interferon regulatory factor), Ccnd1- (the cell cycle protein cyclin d1), Egfr (epidermal growth factor receptor), Igfbp3 insulin like growth factor receptor and Cdkn1 (cyclin dependent kinase inhibitor, significant because it decreased  after isoflurane). Of note, several of these and related genes are upregulated by isoflurane in neuronal progenitor cells isolated from the neonatal rat hippocampus (Dr. Jeffrey Sall, MD, PhD, Assistant Professor, Department of Anesthesia, University of California, San Francisco, CA; personal verbal communication, September 2008).

Both HPC and APC increased the expression of Myc, a gene predominately affecting growth but also playing a role in regulating survival. The Myc-Max heterodimer binds to the promoter of ornithine decarboxylase (ornithine decarboxylase 1) a growth/cell metabolism gene.40,41Although ornithine decarboxylase 1 was unchanged during HPC (fig. 5), it was significantly increased by APC.

Stress Response Genes

A variety of stress response genes were increased after both APC and HPC, with responses variable between the two. The c-Fos gene is expressed after a variety of stresses, including hypoxia, oxidative stress, and excitotoxicity.42HPC induced an increase in c-Fos mRNA, whereas isoflurane caused a depression of that gene's mRNA levels.

Expression of genes in the NF-κB pathway also varied between HPC and APC. HPC increased NF-κB1, whereas APC did not. These differences in NF-κB1 expression may have significant ramifications for neuronal apoptotic/antiapoptotic responses; NF-κB has both proapoptotic and antiapoptotic functions, activating genes with death-inducing properties like p53, c-myc, Fas, and the survival genes Bcl-2, Bcl-x, and MnSOD. NF-κB induction of these survival genes may play a role in excitatory, chemical, and ischemic preconditioning.43In contrast, acutely inhibiting NF-κB delays p53-induced death. Thus, NF-κB has a dual role, maintaining neuron survival under normal conditions and signaling death after DNA damage. The Jnk/JunD pathway interacts with NF-κB to increase expression of antiapoptotic genes.44Inhibiting NF-κB enhances the stability of Gadd45a mRNA, thereby upregulating expression of Gadd45a posttranscriptionally.45Gadd45 is a gene involved in cellular response to DNA damage or oxidative stress. Both APC and HPC increased Gadd45a mRNA.

Multiple signal pathway genes (37 in a sample of 119) are significantly upregulated or downregulated 24 h after preconditioning with isoflurane or hypoxia. Despite similar effects on cell survival and on intracellular Ca2+, the gene expression responses are not identical, with hypoxia generally having more effects on cell survival genes and isoflurane increasing genes associated with development/proliferation. Although the mechanistic differences between these divergent responses are not yet apparent, they may have significant implications for the long-term effects of anesthesia and for the use of hypoxia or isoflurane as preconditioning agents.

We thank Will McKleroy, B.S. (Staff Research Associate, Department of Anesthesia, University of California, San Francisco, San Francisco, California), for technical assistance.

1.
Gidday JM, Fitzgibbons JC, Shah AR, Park TS: Neuroprotection from ischemic brain injury by hypoxic preconditioning in the neonatal rat. Neurosci Lett 1994; 168:221–4
2.
Dahl NA, Balfour WM: Prolonged anoxic survival due to anoxia pre-exposure: Brain Atp, lactate, and pyruvate. Am J Physiol 1964; 207:452–6
3.
Gidday JM: Cerebral preconditioning and ischaemic tolerance. Nat Rev Neurosci 2006; 7:437–48
4.
Chopp M, Chen H, Ho KL, Dereski MO, Brown E, Hetzel FW, Welch KM: Transient hyperthermia protects against subsequent forebrain ischemic cell damage in the rat. Neurology 1989; 39:1396–8
5.
Shpargel KB, Jalabi W, Jin Y, Dadabayev A, Penn MS, Trapp BD: Preconditioning paradigms and pathways in the brain. Cleve Clin J Med 2008; 75(Suppl 2): S77–82.
6.
Simon R, Henshall D, Stoehr S, Meller R: Endogenous mechanisms of neuroprotection. Epilepsia 2007; 48 (Suppl 8):72–3.
7.
Perez-Pinzon MA: Mechanisms of neuroprotection during ischemic preconditioning: lessons from anoxic tolerance. Comp Biochem Physiol A Mol Integr Physiol 2007; 147:291–9
8.
Ran R, Xu H, Lu A, Bernaudin M, Sharp FR: Hypoxia preconditioning in the brain. Dev Neurosci 2005; 27:87–92
9.
Sharp FR, Ran R, Lu A, Tang Y, Strauss KI, Glass T, Ardizzone T, Bernaudin M: Hypoxic preconditioning protects against ischemic brain injury. NeuroRx 2004; 1:26–35
10.
Landoni G, Fochi O, Torri G: Cardiac protection by volatile anaesthetics: A review. Curr Vasc Pharmacol 2008; 6:108–11
11.
Bickler PE, Zhan X, Fahlman CS: Isoflurane preconditions hippocampal neurons against oxygen-glucose deprivation: Role of intracellular Ca2+ and mitogen-activated protein kinase signaling. Anesthesiology 2005; 103:532–9
12.
Bickler PE, Fahlman CS: Moderate increases in intracellular calcium activate neuroprotective signals in hippocampal neurons. Neuroscience 2004; 127:673–83
13.
Bickler PE, Fahlman CS: The inhaled anesthetic, isoflurane, enhances Ca2+-dependent survival signaling in cortical neurons and modulates MAP kinases, apoptosis proteins and transcription factors during hypoxia. Anesth Analg 2006; 103:419–29
14.
Kaplin AI, Snyder SH, Linden DJ: Reduced nicotinamide adenine dinucleotide-selective stimulation of inositol 1,4,5-trisphosphate receptors mediates hypoxic mobilization of calcium. J Neurosci 1996; 16:2002–11
15.
Stoppini L, Buchs PA, Muller D: A simple method for organotypic cultures of nervous tissue. J Neurosci Methods 1991; 37:173–82
16.
Laake JH, Haug F-M, Weiloch T, Ottersen OP: A simple in vitro  model of ischemia based on hippocampal slice cultures and propidium iodide fluorescence. Brain Res Protocols 1999; 4:173–84
17.
Sullivan BS, Leu D, Taylor DM, Fahlman CS, Bickler PE: Isoflurane prevents delayed cell death in an organotypic slice culture model of cerebral ischemia. Anesthesiology 2002; 96:189–95
18.
Hyrc K, Handran DS, Rothman SM, Goldberg MP: Ionized intracellular calcium concentration predicts excitotoxic neuronal death: observations with low affinity fluorescent calcium indicators. J Neurosci 1997; 17:6669–77
19.
Bickler PE, Hansen BM: Hypoxia-tolerant neonatal CA1 neurons: Relationship of survival to evoked glutamate release and glutamate receptor-mediated calcium changes in hippocampal slices. Dev Brain Res 1998; 106:57–69
20.
Grynkiewicz G, Poenie M, Tsien RY: A new generation of Ca2+ indicators with greatly improved fluorescence properties. J Biol Chem 1985; 260:3440–50
21.
Newell DW, Barth A, Papermaster V, Malouf AT: Glutamate and non-glutamate receptor mediated toxicity caused by oxygen and glucose deprivation in organotypic hippocampal cultures. J Neuroscience 1995; 15:7702–11
22.
da Silva R, Lucchinetti E, Pasch T, Schaub MC, Zaugg M: Ischemic but not pharmacological preconditioning elicits a gene expression profile similar to unprotected myocardium. Physiol Genomics 2004; 20:117–30
23.
Wang L, Traystman RJ, Murphy SJ: Inhalational anesthetics as preconditioning agents in ischemic brain. Curr Opin Pharmacol 2008; 8:104–10
24.
Hess KR, Zhang W, Baggerly KA, Stivers DN, Coombes KR: Microarrays: Handling the deluge of data and extracting reliable information. Trends Biotechnol 2001; 19:463–8
25.
Mayevsky A, Rogatsky G: Mitochondrial function in vivo evaluated by NADH fluorescence: From animal models to human studies. Am J Physiol Cell Physiol 2007; 292:C615–40
26.
Fischer MG, Heeger S, Hacker U, Lehner CF: The mitotic arrest in response to hypoxia and of polar bodies during early embryogenesis requires Drosophila  Mps1. Curr Biol 2004; 14:2019–24
27.
Bickler PE, Donohoe PH: Adaptive responses of vertebrate neurons to hypoxia. J Exp Biol 2002; 205:3579–86
28.
Berglund K, Augustine GJ: Calcium helps neurons identify synaptic targets during development. Neuron 2008; 59:186–7
29.
Basu A, Haldar S: The relationship between BcI2, Bax and p53: consequences for cell cycle progression and cell death. Mol Hum Reprod 1998; 4:1099–109
30.
Meller R, Minami M, Cameron JA, Impey S, Chen D, Lan JQ, Henshall DC, Simon RP: CREB-mediated Bcl-2 protein expression after ischemic preconditioning. J Cereb Blood Flow Metab 2005; 25:234–46
31.
Li L, Peng L, Zuo Z: Isoflurane preconditioning increases B-cell lymphoma-2 expression and reduces cytochrome c release from the mitochondria in the ischemic penumbra of rat brain. Eur J Pharmacol 2008; 586:106–13
32.
Banasiak KJ, Haddad GG: Hypoxia-induced apoptosis: Effect of hypoxic severity and role of p53 in neuronal cell death. Brain Res 1998; 797:295–304
33.
Kiang JG, Warke VG, Tsokos GC: NaCN-induced chemical hypoxia is associated with altered gene expression. Molecular and Cellular Biochemistry 2003; 254:211–6
34.
Vogelstein B, Lane D, Levine AJ: Surfing the p53 network. Nature 2000; 408:307–10
35.
Xiong S, Pelt CSV, Elizondo-Fraire AC, Liu G, Lozano G: Synergistic roles of Mdm2 and Mdm4 for p53 inhibition in central nervous system. Proc Natl Acad Sci U S A 2006; 103:3226–31
36.
Bonif M, Meuwis MA, Close P, Benoit V, Heyninck K, Chapelle JP, Bours V, Merville MP, Piette J, Beyaert R, Chariot A: Tnf-α and IKKβ mediated TANK/I-TRAF phosphorylation: Implications for interaction with NEMO/IKKγ and NF-κB. Biochem J 2006; 394:593–603
37.
Pomerantz JL, Baltimore D: NF-kB activation by a signaling complex containing TRAF2, TANK, and TBK1, a novel IKK-related kinase. EMBO J 1999; 18:6694–704
38.
Colgan J, Asmal M, Luban J: Isolation, characterization and target disruption of mouse Ppia: Cyclophilin A is not essential for mammalian cell viability. Genomics 2000; 68:167–78
39.
Feldman DE, Chauhan V, Koong AC: The unfolded protein response: a novel component of the hypoxic stress response in tumours. Molecular Cancer Res 2005; 3:597–605
40.
Dang CV: c-Myc Target genes involved in cell growth, apoptosis, and meatbolism. Mol Cell Biol 1999; 19:1–11
41.
Grandori C, Cowley SM, James LP, Eisenman RN: The Myc/Max/Mad network and the transcriptional control of cell behaviuor. Annu Rev Cell Dev Biol 2000; 16:653–99
42.
Prabhakar NR, Kumar GK: Oxidative stress in the systemic and cellular responses to intermittent hypoxia. Biol Chem 2004; 385:217–21
43.
Marini AM, Jiang X, Wu X, Pan H, Guo Z, MP Mattson, Blondeau N, Novelli A, Lipksy RH: Pre-conditioning and neurotrophins: A model for brain adaptation to seizures, ischemia and other stressful stimuli. Amino Acids 2007; 32:299–304
44.
Lamb JA, Ventura JJ, Hess P, Flavelli RA, Davis RJ: JunD mediates survival signaling by the JNK signal transduction pathway. Mol. Cell 2003; 11:1479–89
45.
Zheng X, Zhang Y, Chen YQ, Castranova V, Shi X, Chen F: Inhibition of NF-kappaB stabilizes gadd45alpha mRNA. Biochem Biophys Res Commun 2005; 329:95–9